Steven Martin Lindquist

Current Employers

Employment History

• 01/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2012 → Present
  Great Basin Credit Union
  Reno, NV
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 1997-07-08 → 2005-04-06
  Citigroup Global Markets Inc.
  New York, NY

Other Businesses

1. NAME OF OTHER BUSINESS: INSURANCE, INVESTMENT RELATED: YES, ADDRESS: 1265 EAST FORT UNION BLVD. SUITE 115, COTTONWOOD HEIGHTS, UT 84047, NATURE OF BUSINESS: SALE OF FIXED INSURANCE (LIFE, HEALTH, DISABILITY, ANNUITIES, LONG-TERM CARE, OTHER (VOLUNTARY EMPLOYEE BENEFITS), POSITION/TITLE/RELATIONSHIP: REPRESENTATIVE, START DATE: 07/25/2012, APX NUMBER OF HOURS PER MONTH: N/A, APX NUMBER OF HOURS DURING TRADING HOURS: N/A, BRIEF DESCRIPTION OF DUTIES: SALE OF VARIOUS INSURANCE COMPANIES AS A REPRESENTATIVE; 2. NAME OF OTHER BUSINESS: GREAT BASIN CREDIT UNION DBA GREAT BASIN FINANCIAL SERVICES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: CREDIT UNION START DATE: 12/2015 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF TRADING HOURS PER WEEK: 32.5 POSITION/TITLE/RELATIONSHIP: DBA FOR FINANCIAL SERVICES BRIEF DESCRIPTION OF DUTIES: REGISTERED REP 3. NAME OF OTHER BUSINESS: FINANCIAL HORIZONS INVESTMENT & INSURANCE SERVICES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: CREDIT UNION POSITION/TITLE/RELATIONSHIP: REGISTERED REPRESENTATIVE START DATE: 05/2018 APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 10 BRIEF DESCRIPTION OF DUTIES: OFFER INVESTMENT SERVICES FOR SOME CLIENTS 4. NAME OF OTHER BUSINESS: dba FINANCIAL HORIZONS INVESTMENT & INSURANCE SERVICES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 05/2018 POSITION/TITLE/RELATIONSHIP: REGISTERED REPRESENTITIVE APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 10 BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES 5. NAME OF OTHER BUSINESS: STEVEN LINDQUIST, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: TAX REPORTING PURPOSES; START DATE: 01/2024; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ENTITY FOR PAYROLL AND TAX REPORTING; 6. NAME OF OTHER BUSINESS: STEVEN LINDQUIST; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: REAL ESTATE; START DATE: 02/2014; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: FACILITATE ALL ASPECTS OF RENTING THE PROPERTY;

Exams

• S66 Uniform Combined State Law Examination
  2017-04-08
• S63 Uniform Securities Agent State Law Examination
  2008-03-25

Other Names

• Steven Martin Lindquist
• Steve Lindquist
• Steven Lindquist