John Walter Garrard

Current Employers

Optimum Financial Services, Llc

1817 Crane Ridge Drive Suite 200, Jackson, MS 39216-4902 • United States

Current Registrations

Authority	Category	Status	Date
MS	RA	APPROVED	2023-09-06
TX	RA	APPROVED_RES	2018-09-12

MS RA
APPROVED

Since 2023-09-06
TX RA
APPROVED_RES

Since 2018-09-12

Branch Locations

1817 Crane Ridge Drive Suite 200, Jackson, MS 39216-4902 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Optimum Financial Services, Inc.	Jackson	MS	03/2007	Present
Triad Advisors, Inc.	Norcross	GA	03/2009	Present

03/2007 → Present

Optimum Financial Services, Inc.

Jackson, MS
03/2009 → Present

Triad Advisors, Inc.

Norcross, GA

Other Businesses

1 - OPTIMUM FINANCIAL SERVICES, INC; INVESTMENT RELATED; 1817 CRANE RIDGE DR, STE 200 JACKSON MS 39216; REG. INV. ADVISORY; EXEC. VICE PRES; APRIL 2007; 160 HRS/MONTH; YES ADVISORY FEES; REGISTERED INVESTMENT ADVISOR

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-03-10
S63	Uniform Securities Agent State Law Examination	1990-03-28

S65 Uniform Investment Adviser Law Examination

2007-03-10
S63 Uniform Securities Agent State Law Examination

1990-03-28

View on SEC IAPD

Current Employers

Optimum Financial Services, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews