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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
| TX | RA | APPROVED_RES | 2006-09-28 |
| CA | RA | APPROVED | 1997-12-15 |
Branch Locations
3504 James St, Syracuse, NY 13206 • United States
3868 W Carson St Ste 102, Torrance, CA 90503-6706 • United States
Redondo Beach, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Torrance | CA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Torrance | CA | 03/2020 | Present |
Board of Directors; Catalina HOA; President; 1003 S. Catalina Ave Unit DRedondo Beach, CA 90277, ,; Not Investment-Related; 04/16/2019; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Partial Rent from advisor; Rent check from another advisor for an office; 3868 W Carson Street , Suite 102, Torrance, CA, 90503; Not Investment-Related; 01/01/2024; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-01-11 |
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