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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2023-02-01
TX RA APPROVED 2023-02-01
  • IN RA
    APPROVED
    Since 2023-02-01
  • TX RA
    APPROVED
    Since 2023-02-01

Branch Locations

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

10211 Auburn Park Dr., Fort Wayne, IN 46825 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Fort Wayne IN 05/2009 11/2016
Wells Fargo Clearing Services, Llc Fort Wayne IN 11/2016 02/2023
Raymond James Financial Services, Inc. Fort Wayne IN 02/2023 Present
Raymond James Financial Service Advisors Fort Wayne IN 02/2023 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Fort Wayne, IN
  • 11/2016 → 02/2023
    Fort Wayne, IN
  • 02/2023 → Present
    Raymond James Financial Services, Inc.
    Fort Wayne, IN
  • 02/2023 → Present
    Raymond James Financial Service Advisors
    Fort Wayne, IN
Previous Registrations
Other Businesses

(1)Name of Business: Neu Developments LLC Address: 2136 Calais Rd. , Fort Wayne, IN, 46814, United States Activity Type: Rental Real Estate Position/Title: Officer - CEO, Owner/Proprietor Investment Related: Yes Start Date: 04/19/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I now own the storage property I will rent it out. It currently isn't rented but it will be listed soon. The LLC has now been created after the intial approval last year. (2)Name of Business: Neuenschwander Group LLC Address: 10211 Auburn Park Dr, Fort Wayne, IN, 46825-2387, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO, Officer - President Investment Related: No Start Date: 02/01/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Provide Investment advice and financial services as an Independent Raymond James Advisor. (3)Name of Business: Ntech Motorsports LLC Address: 2136 Calais Rd., Fort Wayne, IN, 46814, United States Activity Type: Business Owner Position/Title: Owner/Proprietor, Officer - CEO, Officer - President Investment Related: No Start Date: 07/15/2010 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Manufacture, Develop, and outsource certain parts and products related to racing cars, also vintage cars and specialty items. (4)Name of Business: Reynolds Wealth Management Address: 10211 Auburn Park Dr, Fort Wayne, IN, 46825-2387, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 02/01/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-10-06
  • S66 Uniform Combined State Law Examination
    2005-10-06

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