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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2019-01-10 |
| CA | RA | APPROVED | 2009-01-02 |
| TX | RA | APPROVED_RES | 2009-01-02 |
Branch Locations
376 Hartnell Avenue Suite A, Redding, CA 96002 • United States
Ashland, OR • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Redding | CA | 01/1999 | Present |
| Raymond James Financial Services Advisors, Inc | Reading | CA | 01/2009 | Present |
| Ball Jones Gans And Gowen | Redding | CA | 07/2012 | Present |
| Ball Jones Gowen, Inc | Redding | CA | 03/2015 | Present |
(1)Name of Business: Ball Jones Gowen, Inc. Address: 445 Hemsted Dr Ste C, Redding, CA, 96002-0143, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 03/30/2015 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Californa Corporation sole purpose is provide financial services for customers through Raymond James and to provide employment and independent contractor provisions for admin and Financial Advisors.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-02-26 |
| S63 | Uniform Securities Agent State Law Examination | 1990-04-09 |
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