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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-14 |
Branch Locations
115 Green Street, Kingston, NY 12401 • United States
24 Century Hill Drive Suite 105, Latham, NY 12110 • United States
Charlton, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Albany | NY | 11/1989 | 03/2017 |
| Mml Investors Services, Llc | Latham | NY | 03/2017 | Present |
| Massmutual Life Insurance Co | Latham | NY | 07/2016 | Present |
(1) NAME: AXIA INSURANCE SERVICES OF THE CAPITAL DISTRICT INV REL: Y ADDR: 24 CENTURY HILL DR, LATHAM, NY 12110 NATURE: PROPERTY/CASUALTY POSITION: SALES START: 8/17/2018 NO HRS/MO: 5 NO HRS/MO DUR TRADING: 5. (2) NAME: KING OF KINGS LUTHERAN CHURCH INV REL: N ADDR: 1593 CRESCENT RD, CLIFTON PARK, NY 12065 NATURE: CHURCH POSITION: ELDER START: 1/27/2019 NO HRS/MO: 10 NO HRS/MO DUR TRADING: 1 DESCRIBE DUTIES: ASSIST MEMBERS IN THEIR SPIRITUAL NEEDS. (3) NAME: THE SHYANNE WESTERFIELD TRUST INV REL: Y ADDR: AT RESIDENTIAL ADDRESS NATURE: TRUSTEE POSITION: TRUSTEE START: 11/1/2020 NO HRS/MO: 2 NO HRS/MO DUR TRADING: 1.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1990-06-18 |
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