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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-08 |
| MD | RA | APPROVED | 2009-06-01 |
Branch Locations
2330 West Joppa Road Suite 255, Lutherville, MD 21093 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Westminster | MD | 06/2009 | Present |
*64000 - MARYLAND BOARD OF FOOTBALL OFFICIALS; Investment related: No; BALTIMORE, Maryland; Recreation; Contractor(proprietor, partner, officer, director, employee, trustee, agent); 07/2000; During business hours: 5; After business hours: 35; Labor/Service 2. SIEMENS & ASSOCIATES- CRUISE ONE; OWINGS MILLS, MD; ASSOCIATE TRAVEL AGENT; ARRANGE TRAVEL VACATIONS FOR FAMILIES AND FRIENDS; 10 HOURS AFTER BUSINESS; 0 DURING BUSINESS; 08/2013 *636053- NATIONAL FOOTBALL LEAGUE; Investment related: No; New York, New York; Recreation; Employee (proprietor, partner, officer, director, employee, trustee, agent); 06/2025; During business hours: 2; After business hours: 8; Game Day Assistant- Chain Crew Member
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-23 |
| S63 | Uniform Securities Agent State Law Examination | 1996-05-17 |
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