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Thomas George Martine

Wells Fargo Clearing Services, LLC

Appleton, WI

Appleton, WI

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2008-01-01
  • WI RA
    APPROVED
    Since 2008-01-01

Branch Locations

1270 Westhill Blvd Ste A, Appleton, WI 54914 • United States

1270 Westhill Blvd Ste A [Ki-Rbo], Appleton, WI 54914 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Appleton WI 05/2009 11/2016
Wells Fargo Clearing Services, Llc Appleton WI 11/2016 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-05-02
  • S63 Uniform Securities Agent State Law Examination
    1990-05-02

View on SEC IAPD

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Other Offices

MORGAN STANLEY · APPLETON, WI
PRIVATE CLIENT SERVICES, LLC · Appleton, WI
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · APPLETON, WI
KAMKO FINANCIAL · APPLETON, WI
ASC 401(K) MANAGEMENT · APPLETON, WI
STIFEL, NICOLAUS & COMPANY, INCORPORATED · APPLETON, WI
CREATIVEONE SECURITIES, LLC · Appleton, WI
OSAIC WEALTH, INC. · APPLETON, WI

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