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Current Employers
American Capital Management, Inc.

4222 Grantline Road, New Albany, IN 47150 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2012-05-02
KY RA APPROVED 2012-05-02
  • IN RA
    APPROVED
    Since 2012-05-02
  • KY RA
    APPROVED
    Since 2012-05-02

Branch Locations

4222 Grantline Road, New Albany, IN 47150 • United States

3101 Breckenridge Ln Suite 4B, Louisville, KY 40220 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Capital Management New Albany IN 05/2012 Present
  • 05/2012 → Present
    American Capital Management
    New Albany, IN
Previous Registrations
  • 1994-09-21 → 2012-05-02
    Highland Financial Management, Inc
    Louisville, KY
Other Businesses

THE ACTION BROS. ENTERTAINMENT BUSINESS, MAGIC AND MIME. 10 HOURS PER MONTH.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-10-12
  • S63 Uniform Securities Agent State Law Examination
    1992-10-12
Other Names
  • Lew Newton
  • Lewis Moss Newton

View on SEC IAPD

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