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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2016-07-22
TX RA APPROVED_RES 2016-07-22
  • OK RA
    APPROVED
    Since 2016-07-22
  • TX RA
    APPROVED_RES
    Since 2016-07-22

Branch Locations

211 N Robinson Ave, Oklahoma City, OK 73102 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Oklahoma City OK 07/2016 Present
Bank Of America, N.A. Oklahoma City OK 12/2016 Present
Previous Registrations
Other Businesses

RENTAL PROPERTY,OK,73112- OWNER/ LANDLORD

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-01-05
S63 Uniform Securities Agent State Law Examination 1990-07-25
  • S65 Uniform Investment Adviser Law Examination
    1995-01-05
  • S63 Uniform Securities Agent State Law Examination
    1990-07-25
Other Names
  • Habib Hyousefzadeh
  • Habib Hadji
  • Habib Hadjiyousefzadeh
  • Dehabib Yousefzadeh

View on SEC IAPD

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