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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2025-02-03 |
| AL | RA | APPROVED | 2018-10-30 |
| TX | RA | APPROVED_RES | 2018-10-26 |
Branch Locations
2501 20Th Pl S Ste 400, Birmingham, AL 35223 • United States
Birmingham, AL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Birmingham | AL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Birmingham | AL | 11/2016 | 10/2018 |
| Ameriprise Financial Services, Inc. | Birmingham | AL | 10/2018 | 03/2020 |
| Ameriprise Financial Services, Llc | Birmingham | AL | 03/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-06-30 |
| S63 | Uniform Securities Agent State Law Examination | 1990-03-23 |
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