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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2017-03-14 |
| KY | RA | APPROVED | 2017-02-23 |
Branch Locations
227 E. Lewis & Clark Pkwy, Clarkesville, IN 47129 • United States
515 S. First Street, La Grange, KY 40031 • United States
9400 Brownsboro Road, Louisville, KY 40241 • United States
6317 W. Highway 146, Crestwood, KY 40014 • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc | Clarkesville | IN | 09/2008 | Present |
| Raymond James Financial Services Advisors, Inc | Clarkesville | IN | 01/2009 | Present |
| Stock Yards Bank & Trust | Clarksville | IN | 08/2018 | Present |
(1)Name of Business: Stock Yards Financial Services Address: 227 E Lewis & Clark Pkwy, Clarksville, IN, 47129, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 09/03/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor (2)Name of Business: Stock yards investment services Address: 227 E Lewis & Clark Pkwy, Clarksville, IN, 47172, United States Activity Type: Support Company - Non Owner Position/Title: Officer - Vice President Investment Related: No Start Date: 08/01/2018 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: assist clients with long term financial planning.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-01-13 |
| S63 | Uniform Securities Agent State Law Examination | 2005-08-10 |
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