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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2026-04-27
  • IN RA
    APPROVED
    Since 2026-04-27

Branch Locations

501 E Lewis And Clark Parkway, Clarksville, IN 47129 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Louisville KY 06/2017 12/2018
Mml Investors Services Louisville KY 08/2017 12/2018
Pine Valley Country Club Fort Wayne IN 05/2014 07/2017
Indiana Purdue-Fort Wayne Fort Wayne IN 08/2013 05/2017
Ameriprise Financial Services, Inc. Clarksville IN 12/2018 11/2019
Lpl Financial Llc Clarksville IN 11/2019 04/2026
First Savings Bank Clarksville IN 12/2018 04/2026
Cetera Investment Services St Cloud MN 04/2026 Present
Cetera Investment Advisers Llc Clarksville IN 04/2026 Present
First Merchants Investment Services Clarksville IN 04/2026 Present
  • 06/2017 → 12/2018
    Massmutual
    Louisville, KY
  • 08/2017 → 12/2018
    Mml Investors Services
    Louisville, KY
  • 05/2014 → 07/2017
    Pine Valley Country Club
    Fort Wayne, IN
  • 08/2013 → 05/2017
    Indiana Purdue-Fort Wayne
    Fort Wayne, IN
  • 12/2018 → 11/2019
    Ameriprise Financial Services, Inc.
    Clarksville, IN
  • 11/2019 → 04/2026
    Clarksville, IN
  • 12/2018 → 04/2026
    First Savings Bank
    Clarksville, IN
  • 04/2026 → Present
    Cetera Investment Services
    St Cloud, MN
  • 04/2026 → Present
    Clarksville, IN
  • 04/2026 → Present
    First Merchants Investment Services
    Clarksville, IN
Previous Registrations
  • 2019-11-19 → 2026-05-17
    Clarksville, IN
    Independence, KY
    Georgetwon, IN
    Charlestown, IN
    Jeffersonville, IN
    Sellersburg, IN
    Corydon, IN
    English, IN
    New Albany, IN
    Montgomery, IN
    Clarksville, IN
    Lanesville, IN
    Elizabeth, IN
    Salem, IN
    Jeffersonville, IN
    Marengo, IN
    Odon, IN
  • 2018-12-11 → 2019-11-21
    Clarksville, IN
    Corydon, IN
  • 2018-09-19 → 2018-12-12
    Louisville, KY
Other Businesses

OWNER OF TAKE ME HOME LLC; MANAGE PROPERTIES AND COLLECT RENT; OWNER OF 3 MEN AND A HOUSE LLC; MANAGE PROPERTIES AND COLLECT RENT;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-08-21
S63 Uniform Securities Agent State Law Examination 2017-09-12
  • S65 Uniform Investment Adviser Law Examination
    2018-08-21
  • S63 Uniform Securities Agent State Law Examination
    2017-09-12
Other Names
  • Daniel Shepard
  • Daniel Alan Shepard
  • Daniel A Shepard

View on SEC IAPD

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