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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2026-04-27
  • IN RA
    APPROVED
    Since 2026-04-27

Branch Locations

501 E Lewis And Clark Parkway, Clarksville, IN 47129 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
First Savings Bank Clarksville IN 12/2010 04/2026
Investment Professionals, Inc. San Antonio TX 12/2010 09/2018
Ameriprise Financial Services, Inc Clarksville IN 06/2018 10/2019
Lpl Financial Llc Clarksville IN 11/2019 04/2026
Cetera Investment Services Llc St Cloud MN 04/2026 Present
Cetera Investment Advisers Llc Clarksville IN 04/2026 Present
First Merchants Investment Services Clarksville IN 04/2026 Present
  • 12/2010 → 04/2026
    First Savings Bank
    Clarksville, IN
  • 12/2010 → 09/2018
    Investment Professionals, Inc.
    San Antonio, TX
  • 06/2018 → 10/2019
    Ameriprise Financial Services, Inc
    Clarksville, IN
  • 11/2019 → 04/2026
    Clarksville, IN
  • 04/2026 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 04/2026 → Present
    Clarksville, IN
  • 04/2026 → Present
    First Merchants Investment Services
    Clarksville, IN
Previous Registrations
  • 2019-11-19 → 2026-05-17
    Clarksville, IN
    Independence, KY
    Clarksville, IN
    Marengo, IN
    Odon, IN
    Jeffersonville, IN
    Sellersburg, IN
    Montgomery, IN
    Corydon, IN
    Charlestown, IN
    Jeffersonville, IN
    Georgetown, IN
    English, IN
    New Albany, IN
    Lanesville, IN
    Elizabeth, IN
    Salem, IN
  • 2018-06-22 → 2019-11-21
    Clarksville, IN
    Corydon, IN
  • 2010-12-14 → 2018-09-24
    Investment Professionals, Inc.
    Clarksville, IN
    San Antonio, TX
    Corydon, IN
    Danville, KY
  • 2005-02-03 → 2010-12-23
    Louisville, KY
    Louisville, KY
  • 2001-01-01 → 2004-12-31
    Louisville, KY
Other Businesses

SUPPORT COMMITTEE AT COMMUNITY FOUNDATION OF SOUTHERN INDIANA; 1 HR/WK

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-07-15
S63 Uniform Securities Agent State Law Examination 1992-01-16
  • S65 Uniform Investment Adviser Law Examination
    1999-07-15
  • S63 Uniform Securities Agent State Law Examination
    1992-01-16
Designations
Other Names
  • David A Laughlin

View on SEC IAPD

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