Patrick Michael Adams

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2022-06-02
VA	RA	APPROVED	2005-04-27
TX	RA	APPROVED_RES	2005-02-23
DC	RA	APPROVED	2004-03-23

MD RA
APPROVED

Since 2022-06-02
VA RA
APPROVED

Since 2005-04-27
TX RA
APPROVED_RES

Since 2005-02-23
DC RA
APPROVED

Since 2004-03-23

Branch Locations

1700 M Street Nm 5Th Floor, Washington, DC 20036 • United States

Alexandria, VA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Washington	DC	06/2004	Present

06/2004 → Present

Ubs Financial Services Inc.

Washington, DC

Previous Registrations

1993-07-31 → 2004-03-26

Citigroup Global Markets Inc.

Alexandria, VA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1991-07-26
S63	Uniform Securities Agent State Law Examination	1990-04-02

S65 Uniform Investment Adviser Law Examination

1991-07-26
S63 Uniform Securities Agent State Law Examination

1990-04-02

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

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