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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2013-02-13
  • GA RA
    APPROVED
    Since 2013-02-13

Branch Locations

260 Brookstone Centre Parkway, Columbus, GA 31904 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Columbus GA 02/2013 Present
Celebrity'S Catering And Casseroles Columbus GA 01/2011 Present
Previous Registrations
  • 2003-02-25 → 2013-02-13
    Morgan Keegan & Company, Llc
    Columbus, GA
    Columbus, GA
Other Businesses

(1)Name of Business: Celebrity's Casseroles Address: Midtown Drive , Columbus, GA, 31901, United States Activity Type: Other Position/Title: Other Investment Related: No Start Date: 01/03/2011 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: food service, volunteer (2)Name of Business: Shearith Israel Synagogue Address: 6727 River Road, Columbus, GA, 31904, United States Activity Type: Religious Position/Title: Other Investment Related: Yes Start Date: 05/19/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Immediate past president - consulting honorary position

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-08-18
S63 Uniform Securities Agent State Law Examination 1990-04-05
  • S65 Uniform Investment Adviser Law Examination
    1994-08-18
  • S63 Uniform Securities Agent State Law Examination
    1990-04-05
Other Names
  • Mike Goldman
  • Michael Goldman

View on SEC IAPD

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