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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2024-11-06 |
| TX | RA | APPROVED_RES | 2021-09-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Festus | MO | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Festus | MO | 11/2016 | 06/2021 |
| Stifel Nicolaus & Co Inc | Festus | MO | 06/2021 | Present |
1. 1192 Madison 228, Fredericktown, MO 63645; Periodic horse sales; Owner; 06/22/2021; 0 Hours per Year; Not During Securities Trading Hours; Not Investment-Related. 2. ProEarth Animal Health; 6750 S State Highway 48, Coleman, OK 73432; Supplement for horses; Distributor; Distribute product if contacted; 06/22/2021; 0.30 Hours per Week; Not During Securities Trading Hours; Not Investment-Related. 3. Kimmies Cocktail; 1342 Alabama Highway Banks AL 36005; hoof supplement that helps with overall muscle body conditioner, hair, mane and tail growth, foot growth and ulcers; DEALER OF KIMMIES COCKTAIL - period sales; NO DUTIES OR RESPONSIBILITIES; 06/21/2024; 5.00hrs/year; Not During Securities Trading Hours; Not Investment-Related. 4. Vegas Resort Bay Roan Stallion; 1192 MADISON 228 FREDERICKTOWN, MO 63645; OWN A STALLION AND WILL OFFER TO BREED MARES OTHER THAN OUR OWN; OWNER OF STALLION; BREED MARES NOT OWNED BY ME; 02/15/2026; 5hrs/mth; Not during securities trading hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-09-21 |
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