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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2016-10-17
TX RA APPROVED_RES 2016-10-17
  • MO RA
    APPROVED
    Since 2016-10-17
  • TX RA
    APPROVED_RES
    Since 2016-10-17

Branch Locations

998 E. Gannon Drive, Suite 240, Fetus, MO 63028 • United States

3660 S Geyer Rd. Ste. 190, St. Louis, MO 63137 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hovis & Associates Desoto MO 03/2000 Present
Cetera Advisor Networks Llc El Segundo CA 09/2013 10/2016
Cambridge Investment Research, Inc. Fairfield IA 10/2016 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 10/2016 Present
  • 03/2000 → Present
    Hovis & Associates
    Desoto, MO
  • 09/2013 → 10/2016
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 10/2016 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 10/2016 → Present
    Fairfield, IA
Previous Registrations
  • 2013-09-03 → 2016-10-19
    Cetera Wealth Services, Llc
    Desoto, MO
  • 2010-02-05 → 2013-09-03
    Walnut Street Securities, Inc.
    Desoto, MO
    Festus, MO
    Festus, MO
Other Businesses

1.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 0 HRS. SEE EMPLOYMENT HISTORY FOR START DATE. 2.JEFFERSON COUNTY GROWTH ASSOCIATION HERCULANEUM, MO, 5/2018 AS BOARD MEMBER. NIR - 2/MO - 0/TRADING. 3.HOVIS & ASSOCIATES, 998 E GANNON DR STE 240, FESTUS, MO, 3/5/2000, President, Insurance/Benefits/Human Resources, INV REL - 80 HR/MO - 60/TRADING. 4.THE ESTATES AT OAKVALE FARM HOME OWNER'S ASSOCIATION, 13421 OAKVALE FARM RD, DESOTO, MO, 8/2017 AS BOARD OF TRUSTEES MEMBER. NIR - 4/MO - 0/TRADING. 5. FIRST STATE COMMUNITY BANK, 1450 PARKWAY WEST, FESTUS, MO, 05/2019. MEMBER OF BOARD OF DIRECTORS, PARTICIPATE IN MONTHLY MEETINGS. INV REL-4/MO-2/TRADING. 6. JEFFERSON COUNTY TOURISM COMMISSION, PO BOX 683, HERCULANEUM, MO, BOARD MEMBER OF A NON-PUBLIC ENTITY, 09/01/20, 2/MO- 0/TRADING 7. HOVIS & ASSOCIATES/INTEGRITY MARKETING GROUP, Festus MO 63028, 03/2023, Owner, Referrals, NIR, 0HR/MO - 0HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-09-09
S63 Uniform Securities Agent State Law Examination 2000-08-04
  • S65 Uniform Investment Adviser Law Examination
    2009-09-09
  • S63 Uniform Securities Agent State Law Examination
    2000-08-04

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