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Td Private Client Wealth LLC CRD 164484
$8.57B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2025-12-17 |
| WY | RA | APPROVED | 2025-07-07 |
| DE | RA | APPROVED | 2025-07-03 |
| IL | RA | APPROVED | 2025-07-03 |
| WA | RA | APPROVED | 2025-06-11 |
| CO | RA | APPROVED | 2025-06-10 |
| MA | RA | APPROVED | 2025-06-05 |
| KY | RA | APPROVED | 2025-06-02 |
| OR | RA | APPROVED | 2025-06-02 |
| KS | RA | APPROVED | 2024-07-19 |
| MO | RA | APPROVED | 2024-07-19 |
| AZ | RA | APPROVED | 2022-12-16 |
| NV | RA | APPROVED | 2022-12-13 |
| NC | RA | APPROVED | 2022-12-01 |
| GA | RA | APPROVED | 2022-11-30 |
| NY | RA | APPROVED | 2022-11-29 |
| CA | RA | APPROVED | 2022-11-28 |
| NJ | RA | APPROVED | 2022-11-28 |
| FL | RA | APPROVED | 2022-06-14 |
Branch Locations
255 Alhambra Circle, Coral Gables, FL 33134 • United States
3450 Clark Road, Sarasota, FL 34231 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank | Miami | FL | 09/2015 | 06/2022 |
| Td Bank N.A. | Coral Gables | NJ | 06/2022 | 05/2025 |
| Td Private Client Wealth Llc | Coral Gables | FL | 06/2022 | Present |
| Td Bank N.A. | Coral Gables | FL | 05/2025 | Present |
RENTAL PROPERTY; INV. RELATED; MIAMI,FL; 100% OWNERSHIP WITH SPOUSE; START DATE 01/01/2019; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; OWNER.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-03-30 |
| S63 | Uniform Securities Agent State Law Examination | 2012-02-10 |
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