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Richard Lester Blondheim

Morgan Stanley

Montgomery, AL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2015-11-09
TX RA APPROVED_RES 2015-11-02
  • AL RA
    APPROVED
    Since 2015-11-09
  • TX RA
    APPROVED_RES
    Since 2015-11-02

Branch Locations

7515 Halcyon Summit Drive, Montgomery, AL 36117 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Montgomery AL 10/2015 Present
Morgan Stanley Private Bank, National Association New York NY 12/2015 Present
  • 10/2015 → Present
    Montgomery, AL
  • 12/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2008-01-01 → 2015-11-02
    Montgomery, AL
    Montgomery, AL
  • 1996-04-12 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Montgomery, AL
    Montgomery, AL
    St. Louis, MO
Other Businesses

JOY TO LIFE PUBLISHING, LLC; Montgomery, AL; QUARTERLY MAGAZINE; Not Investment related; Sole Proprietor / Owner / Partner; 01/2016; During business hours: 0; After business hours: 2 *376941 - Agudath Israel Etz Ahayem Synagogue; Investment related No; Montgomery, AL; Religion; Vice President (proprietor, partner, officer, director, employee, trustee, agent); Aug 2019; During business hours: 0+; After business hours: 1 *242361 - Joy to Life Foundation; Investment related: No; Montgomery, Alabama; Non-Profit, Charitable; Board Member, Founder (proprietor, partner, officer, director, employee, trustee, agent); 09/2001; During business hours: 0.50; After business hours: 19.50; Fundraising, Marketing

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-04-09
  • S63 Uniform Securities Agent State Law Examination
    1990-04-09
Other Names
  • Dickie Blondheim

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