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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-08-16 |
| TX | RA | APPROVED_RES | 2024-08-16 |
Branch Locations
201 Lackawanna Ave Suite 103, Scranton, PA 18503 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pennington | NJ | 07/2005 | 08/2019 |
| Bank Of America, Na | Scranton | PA | 10/2009 | 08/2019 |
| Wells Fargo Clearing Services Llc | Scranton | PA | 08/2019 | 08/2024 |
| Wells Fargo Advisors Financial Network, Llc | Scranton | PA | 08/2024 | Present |
1856 CAPITAL PARTNERS LLC; INV RELATED; SCRANTON, PA; 25% OWNERSHIP; START: 8/16/2024, 160 HOURS PER MONTH; 0 DURING TRADING; FINET PRACTICE LLC.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-05-18 |
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