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Current Employers
Usaa Investment Services Company

9800 Fredericksburg Road, San Antonio, TX 78288-0227 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-01-08
  • TX RA
    APPROVED
    Since 2018-01-08

Branch Locations

9800 Fredericksburg Road, San Antonio, TX 78288 • United States

7300 Parkwood Blvd. Building A, 3Rd Floor, Plano, TX 75024 • United States

Bedford, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Usaa Financial Advisors, Inc. Addison TX 04/2014 06/2020
Usaa Financial Planning Services Addison TX 04/2014 12/2021
Usaa Investment Services Company Plano TX 01/2018 Present
Usaa Life Insurance Company Plano TX 01/2021 Present
  • 04/2014 → 06/2020
    Usaa Financial Advisors, Inc.
    Addison, TX
  • 04/2014 → 12/2021
    Usaa Financial Planning Services
    Addison, TX
  • 01/2018 → Present
    Plano, TX
  • 01/2021 → Present
    Usaa Life Insurance Company
    Plano, TX
Previous Registrations
  • 2015-06-01 → 2018-01-08
    Usaa Financial Planning Services
    Addison, TX
Other Businesses

.Name: David York .Position: Owner/Landlord .Start: 11-07-2024 .Nature: Rent Home Investment Related: Yes .Number of Hours: 10 .During Trading: No

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-05-28
S63 Uniform Securities Agent State Law Examination 1990-02-22
  • S66 Uniform Combined State Law Examination
    2015-05-28
  • S63 Uniform Securities Agent State Law Examination
    1990-02-22

View on SEC IAPD

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