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Michael John Marshall

LPl Enterprise, LLC

Troy, MI

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2024-11-14
MI RA APPROVED 2024-11-14
TX RA APPROVED 2024-11-14
  • IN RA
    APPROVED
    Since 2024-11-14
  • MI RA
    APPROVED
    Since 2024-11-14
  • TX RA
    APPROVED
    Since 2024-11-14

Branch Locations

101 W Big Beaver Road Suite 705, Troy, MI 48084 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Insurance Company Of America Troy MI 01/1990 Present
Pruco Securities, Llc. Troy MI 01/1990 11/2024
Lpl Enterprise, Llc Troy MI 11/2024 Present
Previous Registrations
Other Businesses

1) 08/30/2024- The Spin Doctor DJ LLC- Business Owner- Mobile DJ Service- Not INV Related- At Troy, MI- Start date 06/01/1994- 3 HRS MTH- 3 HRS During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-12-12
S63 Uniform Securities Agent State Law Examination 1990-03-01
  • S65 Uniform Investment Adviser Law Examination
    2000-12-12
  • S63 Uniform Securities Agent State Law Examination
    1990-03-01
Designations

View on SEC IAPD

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