Norman Wesley Fincher

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
OR	RA	APPROVED	2009-06-01
TX	RA	APPROVED_RES	2009-06-01

OR RA
APPROVED

Since 2009-06-01
TX RA
APPROVED_RES

Since 2009-06-01

Branch Locations

3103 Signature Court, Medford, OR 97504 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Medford	OR	06/2009	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

06/2009 → Present

Morgan Stanley

Medford, OR
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Previous Registrations

2008-12-05 → 2009-06-01

Morgan Stanley & Co. Llc

Medford, OR
2007-07-11 → 2008-12-10

Steward Partners Investment Solutions, Llc

Medford, OR

Medford, OR

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1998-02-23

S66 Uniform Combined State Law Examination

1998-02-23

Other Names

Wes Fincher
Red Fincher

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

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