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James Kai Ho

West Branch Capital LLC

Amherst, MA

Hingham, MA

CRD 2036580

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Employer firm

West Branch Capital LLC CRD 133813

$690M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
West Branch Capital Llc

9 Research Drive Suite 1, Amherst, MA 01002 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2009-05-27
  • MA RA
    APPROVED
    Since 2009-05-27

Branch Locations

9 Research Drive Suite 1, Amherst, MA 01002 • United States

99 Derby Street Suite 200, Hingham, MA 02043 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
West Branch Capital Llc Amherst MA 04/2009 Present
Previous Registrations
  • 2003-04-17 → 2009-11-10
    Legacy Financial Services, Inc.
    Lexington, MA
Designations
  • Chartered Financial Analyst
Other Names
  • James Kai Ho

View on SEC IAPD

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KESTRA ADVISORY SERVICES, LLC · Amherst, MA
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