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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2011-12-20 |
| TX | RA | APPROVED | 2011-01-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Phoenix | AZ | 01/2011 | Present |
1. Clan MacLeod Society USA;3923 Rockwood Way #B West Valley UT 84120; Clan MacLeod Society USA strives to preserve and perpetuate the traditions and heritage of Americans of Scottish ancestry; Regional VP of events; Coordinate clan activities at local Scottish gatherings in the SW USA;6/1/19;5.00 Hour(s) Per Month; not during securities trading hours; not investment related. 2. Dale Lewis Voice Over Talent; 8532 E Sells Dr Scottsdale, AZ 85251; Voice over narration; Voice Over narration of various programs; voice talent; 04/01/2026; 2hrs/wk; Not during securities trading hours; Not investment related 3. Phoenix Zoo Planned Giving Advisory Council; 455 Galvin Pkwy Phoenix, AZ 85008; committee of various local business people who advise the zoo on matters of estate and planned giving; committee member; Advice and counsel; 04/23/2026; 2hrs/mth; Not during securities trading hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-01-19 |
| S63 | Uniform Securities Agent State Law Examination | 1990-03-22 |
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