William George Cummings

Current Employers

Employment History

• 05/2016 → 11/2018
  Signator Investors, Inc.
  Tampa, FL
• 11/2018 → Present
  Royal Alliance Associates, Inc.
  Tampa, FL

Previous Registrations

• 2016-05-13 → 2018-11-02
  Signator Investors, Inc.
  Tampa, FL
  N Chesterfield, VA
  St. Petersburg, FL
  St Petersburg, FL
  Tampa, FL
  Boca Raton, FL
• 2003-11-07 → 2016-05-13
  Transamerica Financial Advisors, Llc
  Tampa, FL
  Richmond, VA
  St. Petersburg, FL
  St. Petersburg, FL
  St. Petersburg, FL

Other Businesses

1) IMPROV ACTOR/COMEDIAN POSITION: improv actor NATURE: Other INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2014 ADDRESS: 3616 W Gandy Blvd, Tampa FL 33611, United States DESCRIPTION: Improv actor and comedian 2) CUMMINGS FINANCIAL ORGANIZATION POSITION: President NATURE: S Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 02/01/2009 ADDRESS: 4610 North Central Ave, Tampa FL 33603, United States DESCRIPTION: Tax planning and author of tax book 3) CONCIERGE FINANCIAL ORGANIZATION POSITION: Wealth Advisor NATURE: Florida Marketing/DBA Branding name for securities and insurance agent under Scorp Company Cummings Financial Organization INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 10/02/2014 ADDRESS: 4610 North Central Ave, Tampa FL 33603, United States DESCRIPTION: Wealth Advisor conducting sales and marketing of securities, investment advisory, and insurance under this business name. 4) CONCIERGE FINANCIAL ORGANIZATION POSITION: Agent NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2002 ADDRESS: 4610 North Central Ave, tampa FL 33609, United States DESCRIPTION: Insurance brokerage 5) TAMPA MUSEUM OF ART POSITION: Investment Committee Member NATURE: Non Profit INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/28/2025 ADDRESS: 120 Gasparilla Plaza, tampa FL 33602, United States DESCRIPTION: The Investment Committee member. A Committee of at least 6 people who oversee investment selection. No check writing authority and no clients accounts 6) KREWE OF FORT BROOKE POSITION: Board Director NATURE: Gasparilla Social group for the Gasparilla Parade in Tampa Fl INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/15/2026 ADDRESS: 505 S Elberon St, tampa FL 33611, United States DESCRIPTION: Advise the Krewe on Strategic vision, help coordinate events like Gasperilla. approve new Krewe members 7) TAMPA MUSEUM OF ART FOUNDATION POSITION: Board Member NATURE: Non Profit INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 04/22/2026 ADDRESS: 120 West Gasperilla Plaza, tampa FL 33602, United States DESCRIPTION: The Foundation Board acts as the supporting agency of the Tampa Museum of Art and bears the ultimate responsibility for all aspects of the Foundation. The Board exists as a corporate body with the understanding that "without the Board, you are not the Board." Duties of the Board include, but are not limited to, the following: Establish and oversee policies that relate to governance over capital, investment, and legacy programs Assist in raising operating, endowment, capital and other funds Review and establish budget prepared by staff Serve as steward of the Museum's endowment and make informed decisions about the direction, scope, size, and safekeeping of the endowment Select, support, and assess performance of the executive director Alert the executive director to any issues or concerns expressed outside of the museum as quickly as possible Ensure development and execution of an organizational strategic plan. Serve as goodwill ambassadors for the Museum

Exams

• S63 Uniform Securities Agent State Law Examination
  2008-01-14

Designations

Other Names

• Bill Cummings
• William G Cummings