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One Orange Way, Windsor, CT 06095 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2011-01-03 |
Branch Locations
2171 El Camino Real Ste 202, Oceanside, CA 92054 • United States
1030 Nevada St Ste 203, Redlands, CA 92374 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial Advisors | Oceanside | CA | 09/2014 | Present |
NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 2171 EL CAMINO REAL STE 202; OCEANSIDE; CA; 92054; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 3/17/2015; 2; 2; SALE OF FIXED INSURANCE PRODUCTS| CHRIS MULLOY ANTIQUES & ESTATE JEWELRY POSITION: Assistant NATURE: My domestic partner owns an antique and estate jewelry business. I assist him with shows around the country throughout the year. I also assist with a store location in Palm Springs. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 05/15/2024 ADDRESS: 38275 Via Lusso, Palm Springs CA 92264, United States DESCRIPTION: Assist with setting up show booths. Assist with sales of antiques and estate jewelry.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-03-04 |
| S63 | Uniform Securities Agent State Law Examination | 1990-05-07 |
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