Best Investors Account Sign in

Paul Joseph Sprague

Voya Financial Advisors, Inc.

Oceanside, CA

Redlands, CA

CRD 2034380

Claim This Profile
Employer firm

Voya Financial Advisors, Inc. CRD 2882

$3.87B regulatory AUM 120 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2011-01-03
  • CA RA
    APPROVED
    Since 2011-01-03

Branch Locations

2171 El Camino Real Ste 202, Oceanside, CA 92054 • United States

1030 Nevada St Ste 203, Redlands, CA 92374 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors Oceanside CA 09/2014 Present
  • 09/2014 → Present
    Voya Financial Advisors
    Oceanside, CA
Previous Registrations
  • 2004-04-27 → 2011-01-03
    Voya Financial Partners, Llc
    San Diego, CA
    Glendale, CA
    Vista, CA
    Redlands, CA
    Oceanside, CA
    Phoenix, AZ
    Houston, TX
Other Businesses

NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 2171 EL CAMINO REAL STE 202; OCEANSIDE; CA; 92054; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 3/17/2015; 2; 2; SALE OF FIXED INSURANCE PRODUCTS| CHRIS MULLOY ANTIQUES & ESTATE JEWELRY POSITION: Assistant NATURE: My domestic partner owns an antique and estate jewelry business. I assist him with shows around the country throughout the year. I also assist with a store location in Palm Springs. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 05/15/2024 ADDRESS: 38275 Via Lusso, Palm Springs CA 92264, United States DESCRIPTION: Assist with setting up show booths. Assist with sales of antiques and estate jewelry.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-03-04
S63 Uniform Securities Agent State Law Examination 1990-05-07
  • S66 Uniform Combined State Law Examination
    2004-03-04
  • S63 Uniform Securities Agent State Law Examination
    1990-05-07

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Oceanside, CA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor