Best Investors Account Sign in
Current Employers
Garden State Investment Advisory Services, Llc

328 Newman Springs Road, Red Bank, NJ 07701 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2014-04-28
ID RA APPROVED 2010-08-12
  • NJ RA
    APPROVED
    Since 2014-04-28
  • ID RA
    APPROVED
    Since 2010-08-12

Branch Locations

328 Newman Springs Road, Red Bank, NJ 07701 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Garden State Securities, Inc. Red Bank NJ 08/2010 Present
Garden State Investment Advisory Services, Llc Red Bank NJ 08/2010 Present
Previous Registrations
  • 2007-05-23 → 2010-08-13
    Invest Financial Corporation
    Boise, ID
    Appleton, WI
    Boise, ID
  • 2005-11-04 → 2007-06-13
    First Montauk Securities Corp.
    Red Bank, NJ
    Boise, ID
    Red Bank, NJ
  • 2007-05-09 → 2007-05-10
    Invest Financial Corporation
    Appleton, WI
    Boise, ID
  • 2002-06-18 → 2005-12-02
    Boise, ID
  • 2000-10-05 → 2002-06-20
    Prudential Equity Group, Llc
    Boise, ID
Other Businesses

REAL ESTATE LICENSED, NOT ACTIVE, NOT INVESTMENT RELATED, CONDUCTED FROM HOME, SINCE 2010.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-11-09
S63 Uniform Securities Agent State Law Examination 1993-10-28
  • S65 Uniform Investment Adviser Law Examination
    1993-11-09
  • S63 Uniform Securities Agent State Law Examination
    1993-10-28
Other Names
  • Terry L Brodt

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Red Bank, NJ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor