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Mark Christopher Matthes

Stifel, Nicolaus & Company, Incorporated

St. Louis, MO

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2026-04-15
  • MO RA
    APPROVED
    Since 2026-04-15

Branch Locations

501 N. Broadway, St. Louis, MO 63102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated St Louis MO 01/1990 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-04-14
S63 Uniform Securities Agent State Law Examination 1990-07-30
  • S66 Uniform Combined State Law Examination
    2026-04-14
  • S63 Uniform Securities Agent State Law Examination
    1990-07-30
Other Names
  • Mark C Mathes

View on SEC IAPD

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