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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-04-17 |
| NY | RA | APPROVED | 2023-12-03 |
| FL | RA | APPROVED | 2023-09-01 |
| TX | RA | APPROVED_RES | 2023-09-01 |
Branch Locations
8603 South Dixie Highway Suite 217-A, Pinecrest, FL 33156 • United States
5515 21St Ave W Suite A, Bradenton, FL 34209 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sagepoint Financial, Inc | Miami | FL | 01/2009 | 09/2023 |
| Osaic Wealth, Inc. | Pinecrest | FL | 09/2023 | Present |
1. ARTHUR GETTINGER POSITION: Statutory Agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 06/01/2007 ADDRESS: 8603 South Dixie Highway, Suite 217-A, Pinecrest FL 33156, United States DESCRIPTION: Sell fixed life when needed by client. 2. GETTINGER FINANCIAL LLC POSITION: Owner/Statutory Agent NATURE: Limited Liability Company INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 06/05/2013 ADDRESS: 8603 South Dixie Highway, Suite 217-A, Pinecrest FL 33156, United States DESCRIPTION: Review clients investment planning, tax planning, estate planning, insurance planning, retirement/cash flow planning, includes fixed insurance sales. 3. TATE GETTINGER TRUST, ADAM GETTINGER TRUST POSITION: Trustee NATURE: I acted as successor trustee for my little brothers Trusts. They have since been distributed. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/21/2001 ADDRESS: 6464 SW 104 street, Miami FL 33156, United States DESCRIPTION: If anything comes up in regards to trusts I will act.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-12-14 |
| S65 | Uniform Investment Adviser Law Examination | 1996-12-14 |
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