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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-04-17
NY RA APPROVED 2023-12-03
FL RA APPROVED 2023-09-01
TX RA APPROVED_RES 2023-09-01
  • NJ RA
    APPROVED
    Since 2024-04-17
  • NY RA
    APPROVED
    Since 2023-12-03
  • FL RA
    APPROVED
    Since 2023-09-01
  • TX RA
    APPROVED_RES
    Since 2023-09-01

Branch Locations

8603 South Dixie Highway Suite 217-A, Pinecrest, FL 33156 • United States

5515 21St Ave W Suite A, Bradenton, FL 34209 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Sagepoint Financial, Inc Miami FL 01/2009 09/2023
Osaic Wealth, Inc. Pinecrest FL 09/2023 Present
  • 01/2009 → 09/2023
    Sagepoint Financial, Inc
    Miami, FL
  • 09/2023 → Present
    Pinecrest, FL
Previous Registrations
  • 2005-10-31 → 2023-09-01
    Osaic Services, Inc.
    Pinecrest, FL
  • 2005-02-02 → 2005-10-31
    Sentra Securities Corporation
    Miami, FL
  • 1997-01-29 → 2004-10-19
    Morgan Stanley Dw Inc.
    Miami, FL
Other Businesses

1. ARTHUR GETTINGER POSITION: Statutory Agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 06/01/2007 ADDRESS: 8603 South Dixie Highway, Suite 217-A, Pinecrest FL 33156, United States DESCRIPTION: Sell fixed life when needed by client. 2. GETTINGER FINANCIAL LLC POSITION: Owner/Statutory Agent NATURE: Limited Liability Company INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 06/05/2013 ADDRESS: 8603 South Dixie Highway, Suite 217-A, Pinecrest FL 33156, United States DESCRIPTION: Review clients investment planning, tax planning, estate planning, insurance planning, retirement/cash flow planning, includes fixed insurance sales. 3. TATE GETTINGER TRUST, ADAM GETTINGER TRUST POSITION: Trustee NATURE: I acted as successor trustee for my little brothers Trusts. They have since been distributed. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/21/2001 ADDRESS: 6464 SW 104 street, Miami FL 33156, United States DESCRIPTION: If anything comes up in regards to trusts I will act.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-12-14
S65 Uniform Investment Adviser Law Examination 1996-12-14
  • S63 Uniform Securities Agent State Law Examination
    1996-12-14
  • S65 Uniform Investment Adviser Law Examination
    1996-12-14

View on SEC IAPD

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