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Ralph Everette Lemon

LPl Financial LLC

Miami, FL

Miami, FL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-03-06
  • FL RA
    APPROVED
    Since 2025-03-06

Branch Locations

9990 Sw 77 Ave Suite 217, Miami, FL 33156 • United States

9990 Sw 77 Avenue Suite 206, Miami, FL 33156 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
A.L. Williams Miami FL 04/1985 03/2025
Self Employed Miami FL 06/1989 03/2025
Associated Finance Planners Atlanta GA 07/1994 03/2025
Miami Museum Of Science Miami FL 07/1994 03/2025
The Investment Center, Inc. Miami FL 05/1996 03/2025
Lpl Financial Llc Miami FL 03/2025 Present
  • 04/1985 → 03/2025
    A.L. Williams
    Miami, FL
  • 06/1989 → 03/2025
    Self Employed
    Miami, FL
  • 07/1994 → 03/2025
    Associated Finance Planners
    Atlanta, GA
  • 07/1994 → 03/2025
    Miami Museum Of Science
    Miami, FL
  • 05/1996 → 03/2025
    The Investment Center, Inc.
    Miami, FL
  • 03/2025 → Present
    Miami, FL
Previous Registrations
  • 2006-06-09 → 2025-03-06
    Ic Advisory Services, Inc.
    Bedminster, NJ
    Miami, FL
  • 1997-10-04 → 2006-06-20
    The Investment Center, Inc.
    Miami, FL
    Bedminster, NJ
Other Businesses

1. 03/06/2025 - Ralph E. Lemon - Non-Variable Insurance - Owner/ Agent - Investment Related - At Reported Business Location(s) - Start Date 01/02/1993 - 1 hour per month/ during trading 2. 03/06/2025 - Ralph E. Lemon Inc. - Business Entity For Tax/Investment Purposes Only - Director - Not Investment Related - Home Based - Start Date 01/02/1993 - 1 hour per month/ during trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1985-06-04
  • S63 Uniform Securities Agent State Law Examination
    1985-06-04

View on SEC IAPD

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