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Current Employers
International Assets Investment Management, Llc

111 North Orange Avenue Suite 1000, Orlando, FL 32801 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-01-20
  • FL RA
    APPROVED
    Since 2024-01-20

Branch Locations

7855 Sw 104Th Street Suite 210, Miami, FL 33156 • United States

111 North Orange Avenue Suite 1000, Orlando, FL 32801 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Homestead FL 02/2013 09/2023
International Assets Investment Management, Llc Homestead FL 11/2023 Present
Previous Registrations
  • 2013-02-13 → 2023-10-10
    Coral Gables, FL
    Coral Gables, FL
    Coral Gables, FL
    Homestead, FL
  • 2005-12-15 → 2013-02-13
    Morgan Keegan & Company, Llc
    Coral Gables, FL
    Miami, FL
Other Businesses

FREZZOTTI FINANCIAL SERVICES CORP. 15213 SW 141 ST, MIAMI, FL 33196 - PRIVATE LABEL ENTITY FOR FINANCIAL BUSINESS - PRESIDENT SINCE 10/2023 - APPROX 160 HRS/MO - FEE BASED COMPENSATION

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-12-13
S63 Uniform Securities Agent State Law Examination 2005-07-22
  • S65 Uniform Investment Adviser Law Examination
    2005-12-13
  • S63 Uniform Securities Agent State Law Examination
    2005-07-22

View on SEC IAPD

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