Michael Luther Brown

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2000 → 06/2020
  Ubs Financial Services Inc.
  St Louis, MO
• 06/2020 → Present
  Raymond James Financial Services, Inc.
  St Louis, MO
• 06/2020 → Present
  Raymond James Financial Services Advisors, Inc.
  St Louis, MO
• 08/2020 → 12/2023
  Kmox Radio (Entercom)
  St Louis, MO

Previous Registrations

• 2000-06-23 → 2020-06-12
  Ubs Financial Services Inc.
  St Louis, MO
  Clayton, MO

Other Businesses

(1)Name of Business: Address: 101 S Hanley Rd, Suite 700, Saint Louis, MO, 63105, United States Activity Type: Other Position/Title: Author Investment Related: Yes Start Date: 07/15/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am the author of a book that was published by Greenleaf Book Group on June 23, 2023. (2)Name of Business: Brown Family Wealth Advisors Address: 165 N Meramec Ave Ste 200, Clayton, MO, 63105, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 10/01/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 2-10 Description of duties: Co-owner and lead financial advisor (3)Name of Business: Old North State Investments LLC Address: 246 W. Jewel Avenue, Kirkwood, MO, 63122, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 06/03/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Tammy Brown, Adam Brown, and I are each one-third owners of this entity (4)Name of Business: St. Louis Community College Address: 11333 Big Bend Road, St. Louis, MO, 63122, United States Activity Type: Professor/Teacher Position/Title: Investment Related: Yes Start Date: 02/12/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties:

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-05-19
• S63 Uniform Securities Agent State Law Examination
  1990-04-02

Designations

• Certified Financial Planner

Other Names

• Mike Brown