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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-11-21
  • MN RA
    APPROVED
    Since 2013-11-21

Branch Locations

8325 Wayzata Blvd Ste 100, Golden Valley, MN 55426 • United States

Wayzata, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Golden Valley MN 09/2005 03/2020
Ameriprise Financial Services, Llc Golden Valley MN 03/2020 Present
Other Businesses

Business Ownership; West Metro Advisors LLC; N/A; AMPF P2 advisors LLC; 8325 Wayzata Blvd., Ste 100 Golden Valley, MN 55426, ,; Not Investment-Related; 01/01/2006; 1 to 9 hours per month; 1 to 9 during trading hours / Spooner Fork, LLC; Pay expenses; This LLC exists for the sole purpose of acquiring and holding the family cabin as a private property.; 2200 Wells Fargo Center 290 South 7th Street Minneapolis, MN 554, 02,; Not Investment-Related; 07/01/2011; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-03-01
  • S63 Uniform Securities Agent State Law Examination
    1990-03-01
Designations
Other Names
  • Paul J Wheaton

View on SEC IAPD

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