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Richard Joseph Braun

Robert W. Baird & Co. Incorporated

Janesville, WI

New Berlin, WI

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-04-13
TX RA APPROVED 2025-07-31
WI RA APPROVED 2014-09-02
  • FL RA
    APPROVED
    Since 2026-04-13
  • TX RA
    APPROVED
    Since 2025-07-31
  • WI RA
    APPROVED
    Since 2014-09-02

Branch Locations

14 N Parker Drive Suite 200, Janesville, WI 53545 • United States

New Berlin, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W Baird Milwaukee WI 08/2014 Present
  • 08/2014 → Present
    Robert W Baird
    Milwaukee, WI
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-08-29
S63 Uniform Securities Agent State Law Examination 1992-06-25
  • S65 Uniform Investment Adviser Law Examination
    2003-08-29
  • S63 Uniform Securities Agent State Law Examination
    1992-06-25
Designations

View on SEC IAPD

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