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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-05-05 |
| IN | RA | APPROVED | 2005-02-25 |
Branch Locations
8801 River Crossing Blvd 4Th Floor, Indianapolis, IN 46240 • United States
8888 Keystone Crossing 10Th Floor, Indianapolis, IN 46240 • United States
Indianapolis I, IN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services | Indianapolis | IN | 12/2004 | Present |
1. Violence Free Living, IncProvides education programs and services for both victims and offenders of violence, Officer, Act as Chief Financial Officer reviewing financial records, overseeing Grant Requests and disbursements, start date-9/1/2020, IndianapolisIndianaUnited States46204 2. Friends of Ellenberger Park, This is a new friends group for a Ellenberger Park which is a city park on the east side of Indianapolis. The friends groups mission is to support the park manager and to lobby for citizen concerns in the area of Park safety, park maintenance, and park activities. The friends group intents to become a non profit organization that will have the ability to raise money for park maintenance and grant matching opportunities, Officer, I have been elected as the President (pending your approval) to help guide this group and to lead group meetings and initiatives. The Indy Parks Department has a template for this type of organization including suggested bylaws and best practices from other Indy Parks Friends groups, start date-5/23/2021, IndianapolisIndianaUnited States-46219.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-02-10 |
| S63 | Uniform Securities Agent State Law Examination | 1990-03-21 |
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