Stanley Yuen Tse

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-05-17
WA	RA	APPROVED	2002-05-06

TX RA
APPROVED_RES

Since 2023-05-17
WA RA
APPROVED

Since 2002-05-06

Branch Locations

1200 Westlake Ave N Ste 501, Seattle, WA 98109 • United States

Seattle, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Seattle	WA	09/2005	03/2020
Ameriprise Financial Services, Llc	Seattle	WA	03/2020	Present

09/2005 → 03/2020

Ameriprise Financial Services, Inc.

Seattle, WA
03/2020 → Present

Ameriprise Financial Services, Llc

Seattle, WA

Other Businesses

Business Ownership; STM ENTERPRISES INC; President.; Manage Ameriprise Business; 1200 WESTLAKE AVE N, Suite 501, Seattle, WA, 98109; Investment-Related; 08/01/2005; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-05-03

S66 Uniform Combined State Law Examination

2002-05-03

View on SEC IAPD

Current Employers

Ameriprise Financial Services, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews