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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2019-10-11 |
| TX | RA | APPROVED | 2019-10-11 |
Branch Locations
6599 Seville Dr Ste 100, Canfield, OH 44406 • United States
Canfield, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Canfield | OH | 11/2007 | 10/2019 |
| Stifel, Nicolaus & Company, Incorporated | Canfield | OH | 09/2009 | 10/2019 |
| Ameriprise Financial Services Inc | Canfield | OH | 10/2019 | 03/2020 |
| Ameriprise Financial Services, Llc | Canfield | OH | 03/2020 | Present |
Business Ownership; Dangico LLC; General maintenance and upkeep of building, covering business expenses, managing payroll; Personal business; 2207 Michael Dr, , Youngstown, OH, 44511; Not Investment-Related; 10/21/2019; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-06-16 |
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