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Paul Thomas Prendergast

Thrivent Investment Management Inc.

Williamstown, NJ

CRD 2031183

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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-06-23
NJ RA APPROVED 2017-08-04
  • TX RA
    APPROVED_RES
    Since 2022-06-23
  • NJ RA
    APPROVED
    Since 2017-08-04

Branch Locations

105 E Black Horse Pike, Williamstown, NJ 08094 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Williamstown NJ 10/2010 Present
Thrivent Financial For Lutherans Appleton WI 12/2010 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-08-01
S63 Uniform Securities Agent State Law Examination 2010-11-27
  • S65 Uniform Investment Adviser Law Examination
    2017-08-01
  • S63 Uniform Securities Agent State Law Examination
    2010-11-27
Other Names
  • Paul Thomas Prendergast

View on SEC IAPD

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