Best Investors Account Sign in

Paul Thomas Prendergast

Thrivent Investment Management Inc.

Williamstown, NJ

Claim This Profile
Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-06-23
NJ RA APPROVED 2017-08-04
  • TX RA
    APPROVED_RES
    Since 2022-06-23
  • NJ RA
    APPROVED
    Since 2017-08-04

Branch Locations

105 E Black Horse Pike, Williamstown, NJ 08094 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Williamstown NJ 10/2010 Present
Thrivent Financial For Lutherans Appleton WI 12/2010 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-08-01
S63 Uniform Securities Agent State Law Examination 2010-11-27
  • S65 Uniform Investment Adviser Law Examination
    2017-08-01
  • S63 Uniform Securities Agent State Law Examination
    2010-11-27
Other Names
  • Paul Thomas Prendergast

View on SEC IAPD

Other Firms

PNC WEALTH MANAGEMENT LLC
TD PRIVATE CLIENT WEALTH LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
OSAIC WEALTH, INC.
EDWARD JONES
CITIZENS SECURITIES, INC.
TOTAL ALIGNMENT WEALTH ADVISORS, LLC
ROCKCREST FINANCIAL LLC

Other Investors

JOHN JACOB SCARPINATO
Douglas Gorecki
EDINSON CRUZADO
Dustin B Pfaff
Julia Elizabeth Marino
HOWARD RICHARD MATTSON
David Debreceni
Beka Kervalishvili

Other Offices

PNC WEALTH MANAGEMENT LLC · WILLIAMSTOWN, NJ
TD PRIVATE CLIENT WEALTH LLC · Williamstown, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WILLIAMSTOWN, NJ
OSAIC WEALTH, INC. · WILLIAMSTOWN, NJ
EDWARD JONES · Sewell, NJ
CITIZENS SECURITIES, INC. · SICKLERVILLE, NJ
TOTAL ALIGNMENT WEALTH ADVISORS, LLC · Turnersville, NJ
ROCKCREST FINANCIAL LLC · Turnersville, NJ

More in Williamstown, NJ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor