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Current Employers
Thrivent Asset Management, Llc

901 Marquette Avenue Suite 2500, Minneapolis, MN 55402-3211 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2022-01-07
  • MN RA
    APPROVED
    Since 2022-01-07

Branch Locations

901 Marquette Avenue, Suite 2500, Minneapolis, MN 55402-3211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sc Distributors, Llc Costa Mesa CA 12/2015 03/2019
Homemaker Heath TX 04/2019 07/2019
Thrivent Financial Appleton WI 07/2019 Present
Thrivent Distributors Llc Minneapolis MN 07/2019 Present
  • 12/2015 → 03/2019
    Sc Distributors, Llc
    Costa Mesa, CA
  • 04/2019 → 07/2019
    Homemaker
    Heath, TX
  • 07/2019 → Present
    Thrivent Financial
    Appleton, WI
  • 07/2019 → Present
    Thrivent Distributors Llc
    Minneapolis, MN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-12-21
S63 Uniform Securities Agent State Law Examination 1990-02-05
  • S65 Uniform Investment Adviser Law Examination
    2021-12-21
  • S63 Uniform Securities Agent State Law Examination
    1990-02-05
Other Names
  • Raschel Lynn Fladeland
  • Shelle Fladeland
  • Shelle Lynn Fladeland
  • Raschel Lynn Daugherty
  • Shelle Daugherty
  • Raschel Fladeland
  • Raschel Daugherty
  • Shelle Graves

View on SEC IAPD

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