David Reid Petty

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2016-05-18
AL	RA	APPROVED	2013-02-13

TX RA
APPROVED_RES

Since 2016-05-18
AL RA
APPROVED

Since 2013-02-13

Branch Locations

7460 Halcyon Pointe Drive Suite #101, Montgomery, AL 36117 • United States

Auburn, AL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Raymond James & Associates, Inc.	Montgomery	AL	02/2013	Present

02/2013 → Present

Raymond James & Associates, Inc.

Montgomery, AL

Previous Registrations

2002-11-13 → 2013-02-13

Morgan Keegan & Company, Llc

Opelika, AL

Montgomery, AL

Montgomery, AL

Hoover, AL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-11-17
S63	Uniform Securities Agent State Law Examination	1990-04-03

S65 Uniform Investment Adviser Law Examination

1998-11-17
S63 Uniform Securities Agent State Law Examination

1990-04-03

Designations

View on SEC IAPD

Current Employers

Raymond James & Associates, Inc.

Disclosures

Employment History

Previous Registrations

Exams

Designations

Other Firms

Other Investors

Other Offices

Reviews