William Burk Rosenthal

Current Employers

Employment History

• 11/1990 → 10/2021
  William Burk Rosenthal
  Fort Worth, TX
• 12/2007 → 11/2017
  National Planning Corporation
  Fort Worth, TX
• 11/2017 → 10/2021
  Lpl Financial Llc
  Irving, TX
• 11/2021 → 12/2024
  Purshe Kaplan Sterling Investments
  Albany, NY
• 11/2017 → 09/2018
  Lpl Financial Llc
  Fort Worth, TX
• 01/2005 → 10/2021
  Rosenthal Advisory Services, Lp
  Fort Worth, TX
• 01/2005 → 10/2021
  Rosenthal Management Services
  Fort Worth, TX
• 07/2020 → Present
  Rosenthal Capital Assets, Llc
  Fort Worth, TX
• 11/2021 → Present
  Beacon Pointe Insurance Services
  Fort Worth, TX

Previous Registrations

• 2005-09-12 → 2022-02-16
  Rosenthal Advisory Services, L.P.
  Ft Worth, TX
  Dallas, TX
  Irving, TX
  Fort Worth, TX
• 2017-11-29 → 2018-09-21
  Lpl Financial Llc
  Dallas, TX
  Fort Worth, TX
  Fort Worth, TX
  Irving, TX
  Irving, TX
  Irving, TX
  Dallas, TX
• 2007-12-10 → 2017-12-06
  National Planning Corporation
  El Segundo, CA
  Forth Worth, TX
  Dallas, TX
  Irving, TX
  Los Angeles, CA

Other Businesses

1) BEACON POINTE INSURANCE SERVICES, LLC. Not Investment Related. Main office located at 24 Corporate Plaza Dr., STE., 150, Newport Beach CA, 92660. Nature - Insurance. Position - Agent. Start - 11/2021. 10 hours per month, all during trading hours. Duties - Sale of insurance products (life/health/accident) 2) FIXED INSURANCE. Investment related. Located at 249 Sugar Highland Blvd, Houma, LA 70360. Nature - Fixed / Traditional Insurance. Position - Agent. Start - 11/2021. 4 hours per month, all during trading hours. Duties - Sales of Fixed / Traditional insurance products. 3) ROSENTHAL CAPITAL ASSETS. Not Investment Related. Located at 6813 Laurel Valley Drive, Fort Worth, TX 76132. Nature - Real Estate Investment. Position - Managing Member. Start - 06/2020. 4 hours per month, all during trading hours. Duties - Property Management 4) ROSENTHAL RETIREMENT PLANNING. Investment Related. Located at 1408 Montgomery Street, Fort Worth, TX 76107. Nature - Supporting Entity for Advisory Business. Position - President. Start - 11/2004. 4 hours per month, all during trading hours. Duties - handle local accounting functions for Beacon Pointe Advisors - Fort Worth office; submit expenses for reimbursement. 5) ROSENTHAL PROPERTY HOLDINGS LLC. Not Investment Related. Located at 6813 Laurel Valley Drive, Fort Worth, TX 76132. Nature - Vacation Real Estate Rental. Position - President and Sole Managing Member. Start - 4/2022. 2 hours per month, all during trading hours. Duties - Manage property, coordinate maintenance and repairs. 6) ROSENTHAL MANAGEMENT SERVICES LLC. Not Investment Related. Located at 1408 Montgomery Street, Fort Worth, TX 76107. Nature - General Partner for Rosenthal Retirement Planning LP. Position - President. Start - 1/2005. 1 hour per month not during trading hours. Duties - Oversee activities with the assistance of my CPA.

Exams

• S63 Uniform Securities Agent State Law Examination
  1990-04-03

Designations