Best Investors Account Sign in

Michael Barry Morrell

LPl Financial LLC

Maryville, TN

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-06-12
TN RA APPROVED 2007-12-14
  • TX RA
    APPROVED_RES
    Since 2018-06-12
  • TN RA
    APPROVED
    Since 2007-12-14

Branch Locations

636 W Lamar Alexander Pkwy, Maryville, TN 37801-3904 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Linsco Private Ledger Maryville TN 12/2007 Present
  • 12/2007 → Present
    Linsco Private Ledger
    Maryville, TN
Previous Registrations
Other Businesses

1. 12/6/07 - MORRELL INVESTMENT AND RETIREMENT GROUP - DBA ONLY 2. 02/17/2011 - DBA ONLY, MORRELL INVESTMENT MANAGEMENT, INC.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-05-29
S65 Uniform Investment Adviser Law Examination 1996-05-10
S63 Uniform Securities Agent State Law Examination 1996-04-26
  • S66 Uniform Combined State Law Examination
    2007-05-29
  • S65 Uniform Investment Adviser Law Examination
    1996-05-10
  • S63 Uniform Securities Agent State Law Examination
    1996-04-26
Other Names
  • Mike Morrell

View on SEC IAPD

Other Firms

EDWARD JONES
KINGSVIEW WEALTH MANAGEMENT, LLC
LECONTE WEALTH MANAGEMENT, LLC
IAMS WEALTH MANAGEMENT, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
QUALITY FINANCIAL CONCEPTS
CETERA INVESTMENT ADVISERS LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Other Investors

MICHAEL BRIAN HOLLENBACH
Oliver Thomas Stephens
Anna McCready
Shara Saunsaucie White
Timothy Tubbs
JOSHUA E SAUNDERS
Mark Vernon Seither
HOY CARTER GRIMM

Other Offices

LPL FINANCIAL LLC · MARYVILLE, TN
EDWARD JONES · Maryville, TN
KINGSVIEW WEALTH MANAGEMENT, LLC · Maryville, TN
LECONTE WEALTH MANAGEMENT, LLC · MARYVILLE, TN
LPL FINANCIAL LLC · MARYVILLE, TN
IAMS WEALTH MANAGEMENT, LLC · Maryville, TN
STATE FARM INVESTMENT MANAGEMENT CORP. · Maryville, TN
QUALITY FINANCIAL CONCEPTS · MARYVILLE, TN

More in Maryville, TN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor