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Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2004-01-01
  • OH RA
    APPROVED
    Since 2004-01-01

Branch Locations

9650 Colerain Avenue, Cincinnati, OH 45251 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Pittsburgh PA 01/2004 Present
  • 01/2004 → Present
    Pnc Investments
    Pittsburgh, PA
Previous Registrations
  • 2003-06-02 → 2004-01-01
    J.J.B. Hilliard, W.L. Lyons, Llc
    Cincinnati, OH
Other Businesses

1999 / Rental Property Owner / L&d of Ohio LLC, J&Z of Ohio LLC, Mt. Hope Properties LLC, Down at the Sunset Shore LLC / non-investment related / zero hours during trading //

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-09-25
S63 Uniform Securities Agent State Law Examination 1990-04-12
  • S65 Uniform Investment Adviser Law Examination
    2002-09-25
  • S63 Uniform Securities Agent State Law Examination
    1990-04-12

View on SEC IAPD

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