Peter William Pace

Current Employers

Employment History

• 06/2004 → 02/2019
  Guardian Life Insurance Company
  Syosset, NY
• 10/2006 → 02/2019
  North Ridge Securities Corp
  Melville, NY
• 02/2019 → Present
  Cetera Wealth Services, Llc
  Syosset, NY
• 05/2021 → Present
  Sands Creek Hunt Club, Llc
  Fort Salonga, NY
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 1/4/19 APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES, AND LONG-TERM CARE 2. NAME OF OTHER BUSINESS: PETER PACE & COMPANY, LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SALES AND SERVICE OF LIFE AND HEALTH INSURANCE START DATE: 9/2006 POSITION/TITLE/RELATIONSHIP: MANAGING MEMBER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: MANAGING MEMBER 3. NAME OF OTHER BUSINESS: CAV PAC ENTERPRISES INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: REAL ESTATE HOLDINGS START DATE: 12/89 POSITION/TITLE/RELATIONSHIP: MANAGING MEMBER APX NUMBER OF HOURS PER WEEK: 4 APX NUMBER OF HOURS DURING TRADING HOURS: 4 BRIEF DESCRIPTION OF DUTIES: MANAGING MEMBER 4. NAME OF OTHER BUSINESS: THE PACE FAMILY LIMITED PARTNERSHIP INVESTMENT RELATED: NO ADDRESS: 3304 OCALA STREET, VENICE, FL 32485 NATURE OF BUSINESS: REAL ESTATE START DATE: 12/89 POSITION/TITLE/RELATIONSHIP: LIMITED PARTNER APX NUMBER OF HOURS PER WEEK: 4 APX NUMBER OF HOURS DURING TRADING HOURS: 4 BRIEF DESCRIPTION OF DUTIES: LIMITED PARTNER 5. NAME OF OTHER BUSINESS: NORTH RIDGE WEALTH PLANNING LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 2/2019 POSITION/TITLE/RELATIONSHIP: ADVISOR - FINANCIAL SERVICES APX NUMBER OF HOURS PER WEEK: 20-30 APX NUMBER OF HOURS DURING TRADING HOURS: 20-30 BRIEF DESCRIPTION OF DUTIES: ADVISOR - FINANCIAL SERVICES 6. NAME OF OTHER BUSINESS: SANDS CREEK HUNT CLUB, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: LAND; START DATE: 5/2021; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: <1; APX NUMBER OF HOURS DURING TRADING HOURS: <1; BRIEF DESCRIPTION OF DUTIES: OWNER/MANAGER;

Exams

• S63 Uniform Securities Agent State Law Examination
  1991-09-25

Designations

Other Names

• Peter William Pace
• Peter W Pace