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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2013-11-20
TX RA APPROVED 1990-02-05
  • KS RA
    APPROVED
    Since 2013-11-20
  • TX RA
    APPROVED
    Since 1990-02-05

Branch Locations

5600 Clearfork Main St Ste 460, Fort Worth, TX 76109 • United States

Fort Worth, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Richardson TX 01/1990 03/2020
Ameriprise Financial Services, Llc Fort Worth TX 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 6211 Southwest BlvdFort Worth, TX 76132, ,; Not Investment-Related; 07/01/2009. Business Ownership; S3 Investors, LLC; ; Real Estate Holding; 6211 Southwest Blvd., Suite 200B, Fort Worth, TX 76132, ,; Not Investment-Related; 05/13/2009; 1 to 9 hours per month; 0 during trading hours / Decidedly Podcast LLC; Host/coach; Lifestyle Podcast; 3801, , Fort Worth, TX, 76109; Not Investment-Related; 04/01/2021; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Plateau Jumping; A guidebook for my business coaching clients to read to provide ideas for how to think about transformational change.; 3801 Trails Edge, , Fort Worth, TX, 76109; Not Investment-Related; 01/01/2024; 0 hours per month; 0 during trading hours / Decidedly Coaching; Business Strategic Coaching for business owners. Helping develop practice management, marketing and business plans.; 3801 Trails Edge, , Fort Worth, TX, 76109; Not Investment-Related; 01/01/2024; 1 to 9 hours per month; 1 to 9 during trading hours / Kolbe Certified Consultant; Provide insights and knowledge to identify people's natural talents and help organizations utilize those talents productively.; 5600 Clearfork Main Suite 460, , Fort Worth, TX, 76109; Not Investment-Related; 12/20/2021; 1 to 9 hours per month; 1 to 9 during trading hours / Decidedly Wealthy; Decidedly Wealthy is the title of an authored book. The book describes the Five Key Decisions we must make in our lives and business to move to a point of significance.; 3801 Trails Edge, , Fort Worth, TX, 76109; Not Investment-Related; 01/14/2026; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-01-25
  • S63 Uniform Securities Agent State Law Examination
    1990-01-25
Other Names
  • Shawn D Smith

View on SEC IAPD

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