Best Investors Account Sign in

Thomas J Mullan

Edward Jones

Fort Myers, FL

Claim This Profile
Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-03-26
FL RA APPROVED 2022-10-24
  • TX RA
    APPROVED_RES
    Since 2025-03-26
  • FL RA
    APPROVED
    Since 2022-10-24

Branch Locations

4415 Metro Pkwy Suite 214, Fort Myers, FL 33916 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Indeck Corinth Energy Corinth NY 06/1997 10/2021
Unemployed Corinth NY 11/2021 08/2022
Edward Jones St Louis MO 08/2022 Present
  • 06/1997 → 10/2021
    Indeck Corinth Energy
    Corinth, NY
  • 11/2021 → 08/2022
    Unemployed
    Corinth, NY
  • 08/2022 → Present
    Edward Jones
    St Louis, MO
Previous Registrations
  • 2008-05-07 → 2010-07-23
    True Wealth Llc
    Queensbury, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-19
S65 Uniform Investment Adviser Law Examination 2007-02-16
S63 Uniform Securities Agent State Law Examination 2006-04-14
  • S66 Uniform Combined State Law Examination
    2022-10-19
  • S65 Uniform Investment Adviser Law Examination
    2007-02-16
  • S63 Uniform Securities Agent State Law Examination
    2006-04-14
Other Names
  • Jim Mullan
  • Thomas James Mullan
  • Thomas James Mullan

View on SEC IAPD

Other Firms

STIFEL, NICOLAUS & COMPANY, INCORPORATED
AMERIPRISE FINANCIAL SERVICES, LLC
BANKERS LIFE ADVISORY SERVICES, INC.
UBS FINANCIAL SERVICES INC.
LPL FINANCIAL LLC
SANCTUARY ADVISORS, LLC
TRUIST ADVISORY SERVICES, INC.
CHARLES SCHWAB & CO., INC.

Other Investors

DAVID JONATHAN MORELAND
Elizabeth Diane Scoggins
Devin Reich
WILLIAM CARR WHITE
JACQUELINE ANNETTE WEBSTER
SCOTT MICHAEL KLEIN
JEFFREY STUART MALAVSKY
WILLIAM HERBERT WHITE

Other Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · FORT MYERS, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Fort Myers, FL
BANKERS LIFE ADVISORY SERVICES, INC. · Fort Myers, FL
UBS FINANCIAL SERVICES INC. · FORT MYERS, FL
LPL FINANCIAL LLC · FORT MYERS, FL
SANCTUARY ADVISORS, LLC · FORT MYERS, FL
SANCTUARY ADVISORS, LLC · FORT MYERS, FL
TRUIST ADVISORY SERVICES, INC. · FORT MYERS, FL

More in Fort Myers, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor