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Mark Steven Kritzer

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Austin, TX

Austin, TX

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2015-05-04
TX RA APPROVED 2015-05-01
  • CA RA
    APPROVED
    Since 2015-05-04
  • TX RA
    APPROVED
    Since 2015-05-01

Branch Locations

607 W 3Rd St, Austin, TX 78701 • United States

Austin, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Westlake Village CA 05/2015 Present
Bank Of America, N.A. Westlake Village CA 05/2015 Present
Previous Registrations
  • 2010-04-16 → 2015-05-15
    Morgan Stanley
    Thousand Oaks, CA
    Westlake Village, CA
  • 2003-07-01 → 2010-04-20
    Wells Fargo Clearing Services, Llc
    Woodland Hills, CA
    Woodland Hills, CA
  • 2000-01-12 → 2003-07-01
    Prudential Equity Group, Llc
    Encino, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-03-23
S63 Uniform Securities Agent State Law Examination 1990-02-12
  • S65 Uniform Investment Adviser Law Examination
    2009-03-23
  • S63 Uniform Securities Agent State Law Examination
    1990-02-12
Other Names
  • Mark Steven Kritzer

View on SEC IAPD

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David Nathan Van Winkle
DILDA DEEPAK DALVI
ANNA VICTORIA BODINE
Stephanie Caroline Morgan
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Other Offices

AUSTIN MONEY MANAGEMENT CORPORATION · AUSTIN, TX
EVERLONG FINANCIAL · AUSTIN, TX
EDWARD JONES · Austin, TX
HARRELL INVESTMENT PARTNERS, LLC · AUSTIN, TX
WEATHERGAGE CAPITAL, LLC · AUSTIN, TX
LBJ FAMILY WEALTH ADVISORS, LTD. · AUSTIN, TX
JAMES S. MARROQUIN, CFP · AUSTIN, TX
OSAIC WEALTH, INC. · AUSTIN, TX

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