Dennis Edgardo Mojares

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-01-02
NJ	RA	APPROVED	2007-11-27

TX RA
APPROVED_RES

Since 2019-01-02
NJ RA
APPROVED

Since 2007-11-27

Branch Locations

55 Broad St, Red Bank, NJ 07701 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Red Bank	NJ	11/2007	Present
Charles Schwab Bank Ssb	Red Bank	NJ	11/2007	Present

11/2007 → Present

Charles Schwab & Co., Inc.

Red Bank, NJ
11/2007 → Present

Charles Schwab Bank Ssb

Red Bank, NJ

Previous Registrations

2003-03-13 → 2007-10-30

Wells Fargo Clearing Services, Llc

South Plainfield, NJ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-10-04
S63	Uniform Securities Agent State Law Examination	1993-12-03

S65 Uniform Investment Adviser Law Examination

1996-10-04
S63 Uniform Securities Agent State Law Examination

1993-12-03

Other Names

Dennis Edgardo Mojares
Dennis Edgardo Mojares

View on SEC IAPD

Current Employers

Charles Schwab & Co., Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

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